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Substitutions: Handle With Care

7/22/2019

3 Comments

 
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Contributed by Liz O'Sullivan
I think there’s a big problem with the way substitutions are often handled, at least here in Colorado.

CSI has some great solutions – for example, 2 different substitution request forms, one for use during bidding, and one for use during construction.  MasterSpec has what I consider to be fairly decent language regarding substitutions, in Division 01.  But these solutions are often not implemented.

I think that “what we’ve got here is a failure to communicate” on several levels:

  • G.C.’s often fail to forward Division 01 on to bidding subs, so subs don’t know the requirements for substitution request submittals.  (They don’t even know that there ARE requirements for substitution request submittals.) 
  • Then the G.C’s try to push substitution requests through to the architects without the required information, since they didn’t receive that info from their subs.
  • Project architects often fail to enforce the specifications’ requirements about the information that is to be submitted with a substitution request.  Sometimes, that’s because they aren’t familiar with the requirements in their own project specifications. 
  • So the architects waste their precious bid-period time trying to verify that the proposed substitution is comparable to the specified system or item, doing the work that the sub ought to have done.
  • Owners seem to not understand that substitutions can’t appropriately be made in the blink of an eye, since the designed system took weeks to design and took everything related into account.
  • Back to the G.C.’s – during construction, they submit on non-specified items, or they just install them, because that’s what their subs gave their bids on, even though they weren’t acceptable products.  This happens when the G.C. didn’t verify that the subs’ bids were in compliance with the construction documents during bidding, and the sub didn’t know the proper procedure for getting a substitution request approved.

As a specifier, I sometimes add some language to the “acceptable products” list in each spec section that refers to the Division 00 section “Procurement Substitution Procedures” and/or Division 01 section “Substitution Procedures,” or if I have a Basis-of-Design product by one manufacturer listed, and a list of comparable manufacturers after that, I sometimes add language in each spec section that indicates that the contractor should “Comply with the requirements of Division 01 Section ‘Product Requirements’ for comparable product requests.”

But as with everything else, the project architect still has to know what’s in the specs (and then enforce the specs), the G.C. still has to comply with the requirements of the construction documents (and make sure his subs do too), and the Owner still has to understand that proposed substitutions have to be very carefully evaluated since everything was designed around the specified product.

I think this is where our work as CSI members lies – we should try to educate the rest of our industry about the roles that all parts of a project team play in this substitution process.

__________________________________________________________________________________
 
This post originally appeared on Liz O'Sullivan's website as "Substitutions: Often a Quagmire, but CSI Can Help"

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3 Comments
Roy Schauffele, FCSI, CCPR, FABAA, LEED Green Assoc.
7/23/2019 07:39:25 am

Excellent article and spot on. Many a sub has been deeply impacted by not knowing/understanding the Division 1 requirements.

Reply
Keith Robinson link
7/24/2019 03:32:19 pm

I have this conversation at least once a week. I think it speaks to a change in the way constructors are approaching the documents we provide - when we have a listing of Acceptable or Basis-of-Design Products - that they are viewing this a shopping list only.

There seems to be a disconnect between the requirements of what the design professional is 'writing and drawing' = what is required; and what the constructor provides 'ways and means' = how the requirement is fulfilled.

Substitutions should be a normal part of the construction documentation process - but I think there are many that see this as time consuming or perhaps questioning the 'design intent' or 'design authority'... which leads to more confusion.

Reply
Jori Smith
7/27/2019 08:46:40 am

Liz, there’s an important misconception I need to point out, which is the idea that GC’s know about subcontractor product substitutions during bidding. Subcontractors RARELY list the products they are using in their bid proposal. Even in the instances when they do, it can be impossible to research those products against the specifications in the 10 minutes between the arrival of their bid (along with dozens of others) and the bid deadline. The only protection against this kind of situation is an accurate spec that reduces the opportunity for a subcontractor to be confused by what was intended, or to have multiple interpretations of the requirements. As a GC, I find myself trapped in this situation over and over. I no more want to be in this spiral than the architect does.

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